信息资源管理学报 ›› 2026, Vol. 16 ›› Issue (4): 136-150.doi: 10.13365/j.jirm.2026.04.136

• 研究论文 • 上一篇    下一篇

技术跃迁对领域后续发展的影响评估研究——基于PSM-SCM的反事实分析

叶冬梅1,2 步一3 黄颖1,2   

  1. 1.武汉大学信息管理学院,武汉,430072; 
    2.武汉大学科教管理与评价中心,武汉,430072; 
    3.北京大学信息管理系,北京,100871
  • 出版日期:2026-07-26 发布日期:2026-09-21
  • 作者简介:叶冬梅,博士生,研究方向为科技计量与科技管理;步一,博士,助理教授,研究方向为信息计量与科技情报;黄颖(通讯作者),博士,教授,博士生导师,研究方向为科技计量与科技管理,Email:ying.huang@whu.edu.cn。
  • 基金资助:
    本文系国家自然科学基金面上项目“ 多源数据融合视角下技术会聚的形成机制与预测评估研究”(72374162)的研究成果之一。

Assessing the Impact of Technological Leaps on the Subsequent Evolution of the Domain: A Counterfactual Analysis Based on PSM-SCM

Ye Dongmei1,2 Bu Yi3 Huang Ying1,2   

  1. 1. School of Information Management, Wuhan University, Wuhan, 430072; 
    2. Center for Science, Technology & Education Assessment (CSTEA), Wuhan University, Wuhan, 430072; 
    3. Department of Information Management, Peking University, Beijing, 100871
  • Online:2026-07-26 Published:2026-09-21
  • About author:Ye Dongmei, Ph.D. candidate, research interests including scientometrics and science & technology management; Bu Yi, Ph.D., assistant professor, research interests including informetrics and scientific & technical information; Huang Ying (corresponding author), Ph.D., professor, research interests including scientometrics and science & technology management, Email: ying.huang@whu.edu.cn.
  • Supported by:
    This study was supported by the National Natural Science Foundation of China "The Formation Mechanism and Prediction Evaluation of Technology Convergence: From the Perspective of Data Fusion" (72374162).

摘要: 技术跃迁通常被视为突破既有技术轨道的非连续性演进过程,可能引发技术范式重构与产业体系变迁。针对技术跃迁的领域影响,现有研究多停留于定性分析层面,缺乏基于具体技术的量化检验与实证支持。本研究以增材制造技术为案例,构建融合倾向得分匹配与合成控制法(PSM-SCM)的反事实分析方法,通过估计已跃迁技术的“未跃迁”反事实结果,以剥离技术内生演化趋势,从而量化评估技术跃迁对领域后续发展的影响。研究结果表明,技术跃迁整体上对领域后续发展具有显著促进作用,但不同技术在影响广度、影响深度与影响持久性等维度上呈现差异化特征。本研究构建的多维领域影响测度体系及PSM-SCM反事实分析方法,为识别与评估技术演化对领域后续的影响提供了新的分析框架与方法工具。

关键词: 技术跃迁, 技术演化, 反事实分析, PSM-SCM, 领域影响

Abstract: Technological leap is generally regarded as a discontinuous evolutionary process that breaks through existing technological trajectories, which may trigger the reconstruction of technological paradigms and changes in industrial systems. However, most existing studies remain at the qualitative analysis level, lacking quantitative tests and empirical evidence based on specific technologies. Taking additive manufacturing technology as a case, this study constructs a counterfactual analysis method integrating propensity score matching and synthetic control method (PSM-SCM). By estimating the counterfactual outcomes of leap technologies under non-leap scenarios, it eliminates the endogenous evolutionary trend of technologies so as to quantitatively evaluate the impact of technological leap on subsequent domain development. The results show that technological leap generally exerts a significant promoting effect on subsequent domain development, yet different technologies present differentiated characteristics in dimensions including impact breadth, impact depth, and impact persistence. The multidimensional measurement system of domain impact and the PSM-SCM counterfactual analysis method developed in this study provide a new analytical framework and methodological tool for identifying and evaluating the impacts of various technological evolutionary activities on domain development.

Key words: Technological leap, Technological evolution, Counterfactual analysis, PSM-SCM, Domain impact

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