信息资源管理学报 ›› 2025, Vol. 15 ›› Issue (3): 135-151.doi: 10.13365/j.jirm.2025.03.135

• 研究论文 • 上一篇    下一篇

基于 “能力-动机-政策”协同框架的科技型中小企业创新组态路径分析

王柳虹1 汪鸿沁泠2 巴志超1 王琦3   

  1. 1.南京大学数据管理创新研究中心,苏州,210023; 
    2.武汉大学中南医院,武汉,430072; 
    3.南京理工大学经济管理学院,南京,210094
  • 出版日期:2025-05-26 发布日期:2025-06-16
  • 作者简介:王柳虹,博士研究生,研究方向为知识挖掘与政策计量;汪鸿沁泠(通讯作者),硕士,研究方向为政策计量, Email:18366112267@163.com;巴志超,研究员,博士生导师,研究方向为复杂网络与知识挖掘;王琦,博士研究生,研究方向为知识挖掘与政策计量。
  • 基金资助:
    本文系国家自然科学基金面上项目“科学-技术耦合视角下新兴产业领域科技共生演化与协同创新机制研究”(72374098) 和江苏省社会科学基金青年项目"科学-技术耦合视角下前沿科技互动模式与协同创新路径研究"(22TQC001)的研究成果之一。

The Configurational Approach to Innovation in Technology-based Small and Medium-sized Enterprises Based on the Synergistic Framework of “Capabilities-Motivation-Policy”

Wang Liuhong1 Wang Hongqinling2 Ba Zhichao1 Wang Qi3   

  1. 1.Research Institute for Data Management & Innovation, Nanjing University, Suzhou, 215000; 
    2.Zhongnan Hospital of Wuhan University, Wuhan, 430072; 
    3.School of Economics and Management, Nanjing University of Science & Technology, Nanjing, 210000
  • Online:2025-05-26 Published:2025-06-16
  • About author:Wang Liuhong, Ph.D.candidate, research focus: knowledge mining and policy bibliometrics; Wang Hongqinling(corresponding author), master, research focus: policy bibliometrics, Email:18366112267@163.com; Ba Zhichao, research fellow, doctoral advisor, research focus: complex network and knowledge mining; Wang Qi, Ph.D.candidate, research focus: knowledge mining and policy bibliometrics.
  • Supported by:
    This paper was supported by the National Natural Science Foundation of China General Program "Research on Symbiotic Evolution and Collaborative Innovation Mechanism of Science and Technology in Emerging Industries from the Perspective of Science-Technology Coupling" (72374098) and the Jiangsu Province Social Science Foundation Youth Program "Research on Interaction Models of Frontier Science and Technology and Collaborative Innovation Paths from the Perspective of Science-Technology Coupling" (22TQC001).

摘要: 科技型中小企业是提升自主创新能力和推动成果转化的重要力量,探索技术、市场和政策如何协同影响其创新是促进科技型中小企业持续高质量发展的关键。本研究在福格行为框架的基础上,将地方科技型中小企业创新模拟为一种由能力、动机和政策干预协同的集体驱动行为,提出探索地方科技型中小企业创新的整合性分析框架,进而利用动态fsQCA方法对2015—2022年我国283个城市科技型中小企业案例样本进行组态分析,结合组间和组内分析探索组态覆盖度的时空分布差异。研究结果表明:城市创新能力、创新动机及政策组合干预联合驱动城市科技型中小企业的创新发展;“能力-动机-政策”协同构成五种驱动城市科技型中小企业高水平创新的组态路径,且表现出显著的时空异质性;在强烈的创新动机条件下,城市创新能力和政策组合干预通过等效替代以“殊途同归”方式提升地方科技型中小企业创新水平。

关键词: 政策组合, 科技型中小企业, 组态分析, 福格行为框架, 动态fsQCA

Abstract: Technology-based small and medium-sized enterprises (SMEs) serve as a pivotal force in bolstering independent innovation and facilitating research transformation. Understanding how technology, market forces, and policy mix interact to influence their innovation is crucial for fostering sustainable and high-quality growth among technology-based SMEs. Given the current dearth of comprehensive discussions on multifaceted conditions and mechanisms underlying local technology-based SME innovation, this study draws the Fogg behavior model (FBM) to conceptualize the innovation process of these enterprises as a collective driving behavior jointly shaped by capabilities, motivations, and policy interventions. It introduces an integrated analytical framework to explore the innovation landscape of local technology-based SMEs and employs a dynamic fsQCA method to conduct a configuration analysis of 283 cases from urban technology-based SMEs across China between 2015 and 2022. This analysis incorporates both inter-group and intra-group comparisons to reveal the spatiotemporal distribution disparities in configuration coverage. Our results indicate that: 1)the innovation of technology-based SMEs within a city is jointly propelled by its fundamental capabilities, innovation motivations, and a combination of policy interventions; 2)the synergistic interaction of “capabilities-motivations-policy” forms five distinct configuration paths that facilitate high-level innovation among local technology-based SMEs, exhibiting notable spatiotemporal heterogeneity; 3)under conditions of strong innovation motivation, capabilities and policy intervention combinations enhance the innovation level of local technology-based SMEs through equivalent substitution, achieving similar outcomes through diverse approaches.

Key words: Policy mix, Technology-based small and medium-sized enterprises, Configurational approach, Fogg behavior model, Dynamic fsQCA

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